Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Paul Lesniewski | 2534628 | 1 | 10/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kim Baughman Short | 4565902 | 4 | 06/18/2013 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Sybilla C Koch | 2220006 | 1 | 11/13/2003 | Customer Dispute | Closed-No Action | $127,000.00 | $0.00 | See FINRA Report |
| Philip Bruce Spear | 2739957 | 1 | 11/05/2002 | Customer Dispute | Closed-No Action | $48,000.00 | $0.00 | See FINRA Report |