Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Walter W Griffin | 5962390 | 1 | 08/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott E Hirsch | 5308416 | 2 | 03/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott E Hirsch | 5308416 | 2 | 03/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael A Kreger | 5318174 | 1 | 07/31/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawnee G Anderson | 4375060 | 1 | 02/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David E Quast | 3240983 | 2 | 11/17/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shea James Murphy | 2565686 | 2 | 03/04/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gamaliel Michaud | 2689719 | 3 | 12/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Garfield Anthony Davidson | 5101034 | 1 | 09/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felix F Barraza | 4734453 | 3 | 09/17/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |