Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Tim Alan McDonald | 4992967 | 1 | 07/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
McKenlee Derrick Randolph | 6781262 | 3 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Zaid Siddiqui | 7447556 | 1 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicolas Bazarevitsch | 2646019 | 2 | 07/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Jeffrey Brian Isley | 5830827 | 1 | 06/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
McKenlee Derrick Randolph | 6781262 | 3 | 03/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Candace Leigh Johnson | 6916470 | 2 | 11/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Kimberly Shannon Wilder | 1900683 | 1 | 09/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Danielle Major | 4166676 | 2 | 05/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Marcus Eric Egan | 6090569 | 1 | 04/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |