Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tim Alan McDonald | 4992967 | 1 | 07/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| McKenlee Derrick Randolph | 6781262 | 3 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephanie Angela Jamison | 3140635 | 3 | 01/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| McKenlee Derrick Randolph | 6781262 | 3 | 01/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Stephen Wise | 7207145 | 1 | 12/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kathleen Sue Dennis | 2083061 | 2 | 12/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zaid Siddiqui | 7447556 | 1 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Paul Lesniewski | 2534628 | 1 | 10/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert C Skehan | 6311961 | 1 | 08/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolas Bazarevitsch | 2646019 | 2 | 07/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |