Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert P Philpott | 5448701 | 2 | 03/07/2022 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Russell Warren Broad | 6303123 | 1 | 05/20/2020 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Steven George Bentley | 5893915 | 2 | 03/11/2020 | Customer Dispute | Denied | $8,100.00 | $0.00 | See FINRA Report |
| Jermaine Montre Taylor | 3076240 | 1 | 04/10/2019 | Customer Dispute | Denied | $24,508.90 | $0.00 | See FINRA Report |
| Lee Roy Cox | 2759798 | 1 | 12/17/2018 | Customer Dispute | Denied | $11,549.20 | $0.00 | See FINRA Report |
| Amy Melissa Greth | 5916364 | 1 | 04/28/2018 | Customer Dispute | Denied | $9,276.00 | $0.00 | See FINRA Report |
| Rance Kevin Morgan | 4651136 | 1 | 04/21/2017 | Customer Dispute | Denied | $5,568.52 | $0.00 | See FINRA Report |
| Joshua J Maida | 5909449 | 2 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Mark Rosseel | 3198135 | 1 | 01/05/2017 | Customer Dispute | Denied | $13,750.00 | $0.00 | See FINRA Report |
| Joshua J Maida | 5909449 | 2 | 11/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |