Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sarah Jane Odum | 7186404 | 1 | 12/27/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ellis Howard Dale Gallimore | 3238063 | 1 | 08/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Foster | 5672328 | 1 | 11/30/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Arnold Moeller | 6007122 | 2 | 05/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Lane Skrabanek | 6903293 | 1 | 04/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devon Arquette | 7616818 | 1 | 01/16/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Spencer Eric Seidler | 5727069 | 1 | 03/30/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Hassinger | 7312326 | 1 | 01/30/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Dubose | 7071291 | 1 | 01/09/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Carolina | 7579735 | 3 | 06/18/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |