Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Mazurkiewicz | 7342042 | 1 | 10/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathleen Sue Dennis | 2083061 | 1 | 10/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carnell Anthony Freeman | 4750189 | 1 | 05/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel John Nowak | 1941545 | 5 | 06/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Chad Watt | 2499030 | 1 | 05/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Leigh Hodges | 6460166 | 3 | 03/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dana Leigh Hodges | 6460166 | 3 | 03/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malissa L Shawley | 6075207 | 2 | 12/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Malissa L Shawley | 6075207 | 2 | 09/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kim Baughman Short | 4565902 | 4 | 08/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |