Our Staff has compiled our research into a database of FINRA Broker Disclosures for Valic Financial Advisors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Ryan Grossman | 5047471 | 1 | 08/11/2018 | Customer Dispute | Award / Judgment | $16,704.30 | $8,840.96 | See FINRA Report |
| Jason Ryan Oestreicher | 5077320 | 2 | 06/23/2016 | Customer Dispute | Award / Judgment | $8,000.00 | $6,000.00 | See FINRA Report |
| Darryl Augustine Lindsey | 1851737 | 1 | 04/06/2001 | Customer Dispute | Award / Judgment | $93,000.00 | $35,000.00 | See FINRA Report |
| Maximo Lopez | 1519497 | 1 | 05/28/1999 | Customer Dispute | Award / Judgment | $73,273.00 | $5,000.00 | See FINRA Report |