Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Francis Femiano | 2132030 | 5 | 04/13/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Allen Mayes | 2879995 | 1 | 03/28/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 01/06/2022 | Customer Dispute | Settled | $15,441.60 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 6 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeremy Landon Presley | 6685733 | 1 | 04/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Salerno | 4527806 | 4 | 02/12/2021 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 01/25/2021 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Earle Pitman | 2281587 | 3 | 07/23/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 11/28/2018 | Customer Dispute | Settled | $231,758.00 | $0.00 | See FINRA Report |
| Rocco Gerard Guidicipietro | 2489732 | 4 | 11/28/2018 | Customer Dispute | Settled | $231,758.00 | $0.00 | See FINRA Report |