Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Jacob Aucoin | 4154439 | 6 | 05/02/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason John Defelice | 2748462 | 4 | 09/26/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Francis Sullivan | 1145000 | 3 | 05/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Roger Allan Roemmich | 1293322 | 4 | 04/21/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Richard Marder | 2066933 | 7 | 05/07/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |