Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Laffey | 859962 | 5 | 09/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 2751635 | 2 | 05/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Gabriel Gazdak | 5678294 | 1 | 05/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rocco Gerard Guidicipietro | 2489732 | 3 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 2751635 | 2 | 01/18/2022 | Customer Dispute | Pending | $68,276.50 | $0.00 | See FINRA Report |
| Nick Filippo | 6527350 | 1 | 01/18/2022 | Customer Dispute | Pending | $68,276.50 | $0.00 | See FINRA Report |
| John Owen Slipek | 4274243 | 1 | 01/18/2022 | Customer Dispute | Pending | $68,276.50 | $0.00 | See FINRA Report |
| Robert Francis Stefanelli | 2566917 | 6 | 01/06/2022 | Customer Dispute | Settled | $15,441.60 | $0.00 | See FINRA Report |
| Dana H Davis | 1707708 | 10 | 08/18/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Lloyd Omohundro | 2415942 | 5 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |