Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Richard Marder | 2066933 | 7 | 03/04/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 01/28/2013 | Customer Dispute | Closed-No Action | $17,000.00 | $0.00 | See FINRA Report |
| Maroun D Mansour | 2832024 | 4 | 04/12/2011 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Francis Femiano | 2132030 | 5 | 11/04/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 08/18/2007 | Customer Dispute | Closed-No Action | $18,012.00 | $0.00 | See FINRA Report |
| Mark Earle Pitman | 2281587 | 3 | 12/07/2006 | Customer Dispute | Closed-No Action | $23,235.00 | $0.00 | See FINRA Report |