Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lloyd Omohundro | 2415942 | 6 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roger Allan Roemmich | 1293322 | 4 | 02/15/2024 | Customer Dispute | Pending | $73,300.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 09/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 2751635 | 1 | 05/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Gabriel Gazdak | 5678294 | 1 | 05/02/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rocco Gerard Guidicipietro | 2489732 | 4 | 04/29/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 03/28/2001 | Customer Dispute | Pending | $7,750.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 08/28/2000 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| James Hampton Simmons | 2438224 | 13 | 09/23/1999 | Customer Dispute | Pending | $20,000.00 | $0.00 | See FINRA Report |