Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Frank Lucchetto | 4648994 | 2 | 01/19/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Roy Joseph Failla | 2786551 | 4 | 01/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ty Kevin Bauer | 2150885 | 4 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Schoefield Carlin | 2238819 | 4 | 11/20/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Francis Sullivan | 1145000 | 3 | 10/31/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 03/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Androulakis | 2793638 | 6 | 11/10/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Richard Marder | 2066933 | 7 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason John Defelice | 2748462 | 4 | 06/30/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |