Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ty Kevin Bauer | 2150885 | 4 | 10/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gary Richard Marder | 2066933 | 7 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Stephen William Guercio | 1523331 | 8 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |