Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas Alexander Lobasso | 1758735 | 3 | 05/30/1997 | Customer Dispute | Award / Judgment | $33,087.50 | $6,250.00 | See FINRA Report |
Nicholas Alexander Lobasso | 1758735 | 3 | 09/25/1996 | Customer Dispute | Award / Judgment | $4,450.00 | $4,600.00 | See FINRA Report |
Gary Richard Marder | 2066933 | 7 | 04/08/1994 | Customer Dispute | Award / Judgment | $17,870.90 | $7,500.00 | See FINRA Report |