Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jodi Fauci | 4189732 | 1 | 09/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Laffey | 859962 | 6 | 03/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Patrick Murino | 4162699 | 3 | 04/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Dennis Salerno | 4527806 | 4 | 03/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Allan Roemmich | 1293322 | 4 | 09/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vito Antonio Francone | 2349326 | 3 | 08/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Roel Mendoza | 4902192 | 4 | 08/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Roel Mendoza | 4902192 | 4 | 08/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Jacob Aucoin | 4154439 | 6 | 04/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Jacob Aucoin | 4154439 | 6 | 12/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |