Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lloyd Omohundro | 2415942 | 6 | 03/05/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roger Allan Roemmich | 1293322 | 4 | 02/15/2024 | Customer Dispute | Pending | $73,300.00 | $0.00 | See FINRA Report |
| Jodi Fauci | 4189732 | 1 | 09/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luke Jacob Aucoin | 4154439 | 6 | 05/02/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Francis Femiano | 2132030 | 5 | 04/13/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Allen Mayes | 2879995 | 1 | 03/28/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Rocco Gerard Guidicipietro | 2489732 | 4 | 03/22/2023 | Customer Dispute | Denied | $2,625,000.00 | $0.00 | See FINRA Report |
| Christopher Charles Laffey | 859962 | 6 | 03/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Charles Laffey | 859962 | 6 | 09/22/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Amato | 2751635 | 1 | 05/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |