Our Staff has compiled our research into a database of FINRA Broker Disclosures for Alexander Capital, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vincent Louis Pereira | 2933058 | 13 | 11/24/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Patrick Murino | 4162699 | 3 | 05/28/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Patrick Murino | 4162699 | 3 | 06/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen William Guercio | 1523331 | 8 | 07/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Frank Lucchetto | 4648994 | 2 | 05/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Nelson Portelles | 2897613 | 1 | 03/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gina Marie Portelles | 3163378 | 1 | 03/01/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Bencivenga | 3000161 | 7 | 03/13/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason John Defelice | 2748462 | 4 | 01/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter John Imlay | 2197746 | 1 | 03/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |