Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Alan Mantei | 1098981 | 42 | 06/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Atul Makharia | 5070762 | 11 | 06/28/2022 | Investigation | $0.00 | $0.00 | See FINRA Report |