Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melanie Lee Scullin | 1089788 | 2 | 02/15/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Orion Kelly Willis | 4047415 | 2 | 10/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cesar Garcia | 4640216 | 2 | 06/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cesar Garcia | 4640216 | 2 | 05/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Carlos Nieves | 2794262 | 4 | 09/07/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William G. Rowett | 5118940 | 1 | 03/30/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kasey Luv Davis | 2353615 | 1 | 09/23/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David M Telles | 5898277 | 1 | 08/09/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Lance Mitchell | 5443684 | 1 | 05/27/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Victor Mauro | 3118670 | 1 | 01/05/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |