Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Douglas Phillips | 1311907 | 6 | 04/22/2024 | Customer Dispute | Settled | $68,000.00 | $0.00 | See FINRA Report |
| Scott Douglas Phillips | 1311907 | 6 | 04/16/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 04/14/2024 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kelley Susan Slaught | 1126586 | 1 | 03/13/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 17 | 01/12/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Surya Joshua Kane Metzler | 4558292 | 10 | 12/19/2023 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Michael Glenn Seymour | 1597042 | 3 | 10/11/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Donna Maria Seymour | 1714302 | 5 | 10/11/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 09/29/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick Roland Hobert | 805680 | 18 | 09/20/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |