Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Dale Dobbs | 1064156 | 17 | 08/01/2024 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 3272604 | 2 | 03/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Young Hamilton | 2038138 | 2 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Dana Matthew Hawkins | 5731136 | 14 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Debbie Leemckenna Cavanaugh | 1268420 | 3 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 08/24/2023 | Regulatory | Pending | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Seymour | 1597042 | 3 | 09/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |