Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Glenn Seymour | 1597042 | 2 | 09/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Capezuto | 1348854 | 4 | 09/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 08/01/2019 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |
| Marie Goforth Albarian | 1114498 | 4 | 05/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Albert Dipietro | 2811047 | 2 | 10/07/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alfred McCabe | 2980438 | 4 | 05/14/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Goldberg | 2037748 | 3 | 09/17/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Thomas Lysan | 1219203 | 1 | 01/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 42 | 03/23/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn Acker | 3061037 | 2 | 09/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |