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FINRA Broker Disclosures for Centaurus Financial, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Marie Goforth Albarian1114498407/22/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Joel Daniel Harworth3131373405/11/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Michelle Elise Anthony4512228508/08/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Peter Alan Wierenga4330286102/24/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Steven Lamar Nielsen41848261112/31/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Martinelli5954407112/17/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
William Fuentes1330327205/10/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael Anthony Elias1522834401/30/2013Employment Separation After Allegations$0.00$0.00See FINRA Report
Eric Gustav Kuchherzki2529623612/28/2012Employment Separation After Allegations$0.00$0.00See FINRA Report
Gamaliel Enrique Mendez Reyes2857153103/21/2011Employment Separation After Allegations$0.00$0.00See FINRA Report

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