Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Cucinotta | 3272604 | 2 | 09/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Cucinotta | 4321614 | 2 | 09/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marie Goforth Albarian | 1114498 | 4 | 07/22/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joel Daniel Harworth | 3131373 | 2 | 05/11/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Elise Anthony | 4512228 | 5 | 08/08/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Peter Alan Wierenga | 4330286 | 1 | 02/24/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Lamar Nielsen | 4184826 | 7 | 12/31/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Martinelli | 5954407 | 1 | 12/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Quintana | 2284803 | 6 | 06/24/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Fuentes | 1330327 | 2 | 05/10/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |