Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Elise Anthony | 4512228 | 5 | 07/28/2023 | Customer Dispute | Closed-No Action | $117,000.00 | $0.00 | See FINRA Report |
| Samuel Leslie Sutterfield | 5988560 | 2 | 07/28/2023 | Customer Dispute | Closed-No Action | $117,000.00 | $0.00 | See FINRA Report |
| Daniel Robert Klemm | 6344942 | 1 | 03/27/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 01/23/2023 | Customer Dispute | Closed-No Action | $57,653.00 | $0.00 | See FINRA Report |
| Paul Lawrence Newton | 2196433 | 1 | 09/13/2022 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Linda Rose Patent | 2003287 | 1 | 03/01/2022 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| John Jacob Meraz | 4618895 | 1 | 10/15/2021 | Customer Dispute | Closed-No Action | $11,885.00 | $0.00 | See FINRA Report |
| Conrad Thomas Corcoran | 1009857 | 4 | 07/07/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Cucinotta | 4321614 | 1 | 05/08/2020 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| James Martin Appel | 6445389 | 2 | 05/03/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |