Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Maria Seymour | 1714302 | 5 | 07/20/2023 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jonathan MacKenzie Malone | 5270805 | 1 | 09/30/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 12/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marco Bartolo Azizi | 2154719 | 7 | 10/15/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Andrew James Tenzer | 2422011 | 1 | 07/11/2018 | Customer Dispute | Denied | $221,248.00 | $0.00 | See FINRA Report |
| Benedict Martin Maloney | 816523 | 1 | 05/18/2016 | Customer Dispute | Denied | $42,475.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 01/27/2016 | Customer Dispute | Denied | $32,000.00 | $0.00 | See FINRA Report |
| Ronald Joseph McLane | 329183 | 3 | 10/13/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Havell MacDonnell | 1924888 | 2 | 08/07/2014 | Customer Dispute | Denied | $599,082.00 | $0.00 | See FINRA Report |
| James L Schulmire | 1026821 | 1 | 06/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |