Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Cucinotta | 3272604 | 2 | 03/12/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Stephens | 1388369 | 15 | 01/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isahi Medina | 5013965 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky Alan Mantei | 1098981 | 45 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Atul Makharia | 5070762 | 13 | 02/06/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Seymour | 1597042 | 3 | 09/27/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Capezuto | 1348854 | 4 | 09/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dennis Laspaluto | 2541603 | 6 | 04/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Norris Coppin | 865875 | 3 | 06/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |