Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seyed Ahmad Hashemian | 1574079 | 13 | 08/05/2014 | Customer Dispute | Award / Judgment | $10,686,100.00 | $0.00 | See FINRA Report |
| Fera Shivaee | 2271590 | 1 | 10/04/2013 | Customer Dispute | Award / Judgment | $1,000,860.00 | $0.00 | See FINRA Report |
| Valentino Michael Scott | 1497615 | 10 | 11/11/2010 | Customer Dispute | Award / Judgment | $120,000.00 | $39,916.00 | See FINRA Report |
| Roger Darren Martin | 4588075 | 1 | 09/22/2006 | Customer Dispute | Award / Judgment | $100,000.00 | $36,272.60 | See FINRA Report |
| Lawrence Elliott Smith | 1139782 | 6 | 08/31/2006 | Customer Dispute | Award / Judgment | $105,000.00 | $60,219.80 | See FINRA Report |
| Michael Scott Bagocus | 1484895 | 1 | 11/07/2005 | Customer Dispute | Award / Judgment | $201,000.00 | $60,000.00 | See FINRA Report |
| Conrad Thomas Corcoran | 1009857 | 4 | 10/19/1999 | Customer Dispute | Award / Judgment | $150,000.00 | $109,155.00 | See FINRA Report |
| Robert Howard Osur | 1028283 | 4 | 06/19/1995 | Customer Dispute | Award / Judgment | $132,500.00 | $52,500.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 7 | 09/01/1992 | Customer Dispute | Award / Judgment | $400,000.00 | $168,630.00 | See FINRA Report |
| Gene Wilbur Williams | 851665 | 7 | 04/10/1992 | Customer Dispute | Award / Judgment | $4,468.00 | $4,468.00 | See FINRA Report |