Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel B Chancellor | 3242235 | 4 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Michael Carroll | 2676119 | 4 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 02/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stephens | 1388369 | 15 | 10/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 17 | 08/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Harlan Gerken | 2426124 | 2 | 06/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Frieler | 2629874 | 3 | 05/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Alfred McCabe | 2980438 | 5 | 05/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Teresita Marie Miller | 1883063 | 1 | 01/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Kinkead | 2473933 | 14 | 12/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |