Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Aristo Crecencio Arana | 5617216 | 3 | 03/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Dale Dobbs | 1064156 | 9 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stephens | 1388369 | 13 | 07/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Simmonds | 1251092 | 5 | 06/21/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Fred Pool | 1792729 | 1 | 11/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Stephens | 1388369 | 13 | 07/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Ibold | 4801154 | 4 | 02/04/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Ibold | 4801154 | 4 | 01/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cliff Steven Farmer | 5941994 | 3 | 01/02/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis John Ibold | 4801154 | 4 | 12/27/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |