Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Sverre Rustad | 2210391 | 2 | 12/28/2022 | Customer Dispute | Pending | $343,475.00 | $0.00 | See FINRA Report |
| Loris Blake Rose | 1836176 | 1 | 12/19/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 7 | 11/21/2022 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Jason Roberts Coles | 2632270 | 5 | 11/10/2022 | Customer Dispute | Pending | $204,000.00 | $0.00 | See FINRA Report |
| David John Segarra | 4482059 | 2 | 11/03/2022 | Customer Dispute | Withdrawn | $33,000.00 | $0.00 | See FINRA Report |
| William Stewart Carpenter | 1157630 | 2 | 11/02/2022 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 7 | 10/18/2022 | Customer Dispute | Pending | $69,000.00 | $0.00 | See FINRA Report |
| John Calderwood Starke | 3154774 | 8 | 10/18/2022 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| George Reynolds Howard | 2958866 | 5 | 10/14/2022 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 13 | 10/11/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |