Our Staff has compiled our research into a database of FINRA Broker Disclosures for Centaurus Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher J Gordon | 5714224 | 8 | 08/30/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Christopher Delbert Martin | 4179127 | 3 | 08/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Steven Lamar Nielsen | 4184826 | 11 | 08/21/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Cameron Joseph Woodbury | 6242348 | 1 | 08/21/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Charles Burks | 2944992 | 18 | 08/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Timothy Neil Tremblay | 1201542 | 11 | 08/15/2024 | Customer Dispute | Pending | $523,000.00 | $0.00 | See FINRA Report |
| Desmond Martin Daly | 4317854 | 1 | 08/07/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Joel Daniel Harworth | 3131373 | 4 | 08/05/2024 | Customer Dispute | Pending | $60,000.00 | $0.00 | See FINRA Report |
| Stuart Jay Spivak | 1883651 | 9 | 08/02/2024 | Customer Dispute | Pending | $99,999.00 | $0.00 | See FINRA Report |
| William Dale Dobbs | 1064156 | 17 | 08/01/2024 | Regulatory | On Appeal | $0.00 | $0.00 | See FINRA Report |