Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Arthur Roberts | 6731047 | 2 | 02/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 4 | 10/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 4 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard S Hyams | 3102005 | 1 | 05/24/2018 | Customer Dispute | Settled | $5,146.23 | $0.00 | See FINRA Report |
| Carey Ann Yukich | 4425087 | 1 | 08/31/2017 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 06/22/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Smith | 5636773 | 1 | 10/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Digiacomo | 2100872 | 1 | 05/03/2013 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Steven Alan Simon | 728964 | 1 | 02/05/2013 | Customer Dispute | Settled | $219,528.00 | $0.00 | See FINRA Report |
| Martin Doyle Olson | 3213498 | 4 | 10/01/2012 | Customer Dispute | Settled | $333,000.00 | $0.00 | See FINRA Report |