Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stefan Tunaru | 5570657 | 3 | 03/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stefan Tunaru | 5570657 | 3 | 01/25/2019 | Customer Dispute | Settled | $7,642.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 10/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 5 | 09/14/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard S Hyams | 3102005 | 1 | 05/24/2018 | Customer Dispute | Settled | $5,146.23 | $0.00 | See FINRA Report |
| Carey Ann Yukich | 4425087 | 1 | 08/31/2017 | Customer Dispute | Settled | $8,168.00 | $0.00 | See FINRA Report |
| Alec Edward Hoke | 1921673 | 3 | 06/22/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Barone | 5678941 | 4 | 01/15/2015 | Customer Dispute | Settled | $11,567.00 | $0.00 | See FINRA Report |
| Peter Mamais | 2591604 | 2 | 08/25/2014 | Customer Dispute | Settled | $537,787.00 | $0.00 | See FINRA Report |
| Stephen Michael Smith | 5636773 | 1 | 10/01/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |