Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Anthony Falco | 4240661 | 1 | 05/20/2003 | Customer Dispute | Pending | $38,349.00 | $0.00 | See FINRA Report |
| Kevin James Flynn | 1760171 | 3 | 02/02/2001 | Customer Dispute | Pending | $27,541.30 | $0.00 | See FINRA Report |