Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Bradley Carter | 4062130 | 1 | 02/13/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael J Chiarella | 5934656 | 1 | 08/10/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ross P Steelman | 6994293 | 2 | 10/28/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Penny Lynn Vinson | 5081138 | 2 | 04/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John S Mayock | 4503632 | 1 | 10/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Christopher Davis | 3103494 | 1 | 02/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Edward Catanzaro | 2566951 | 2 | 11/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis George Dine | 5605628 | 2 | 10/03/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Edward Catanzaro | 2566951 | 2 | 03/31/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Harding MacGovern | 2059852 | 3 | 11/11/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |