Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Gentiluomo | 4975462 | 1 | 05/14/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Edwin James Murphy | 2658678 | 1 | 03/27/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Keith Robert Wells | 6467298 | 1 | 03/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 4 | 11/13/2023 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Stefan Tunaru | 5570657 | 3 | 08/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stefan Tunaru | 5570657 | 3 | 03/20/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel John Streeter | 5061648 | 1 | 09/21/2021 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 4 | 04/12/2021 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |
| Robert Nicholas Boswell | 4602634 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |
| Matthew Stanley Lempa | 1212631 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |