Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel John Streeter | 5061648 | 1 | 09/21/2021 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| William Tyler Hinman | 2854971 | 3 | 04/12/2021 | Customer Dispute | Denied | $179,000.00 | $0.00 | See FINRA Report |
| Robert Nicholas Boswell | 4602634 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |
| Matthew Stanley Lempa | 1212631 | 1 | 03/03/2021 | Customer Dispute | Denied | $18,826.80 | $0.00 | See FINRA Report |
| Ross P Steelman | 6994293 | 2 | 09/27/2019 | Customer Dispute | Denied | $67,000.00 | $0.00 | See FINRA Report |
| Richard Charles Petersen | 3062994 | 4 | 09/23/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hilliard S. Mabry | 5223653 | 1 | 09/09/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Paine | 4544671 | 3 | 01/28/2019 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| G. David Nolan | 1248361 | 1 | 10/08/2018 | Customer Dispute | Denied | $68,000.00 | $0.00 | See FINRA Report |
| Anthony David Ringston | 4082711 | 1 | 01/12/2018 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |