Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jack S Falzone | 7182129 | 1 | 08/06/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cole Fleming | 5912786 | 2 | 07/31/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Francis Coleman | 2251163 | 1 | 06/17/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Marchelos | 5957506 | 3 | 06/17/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward John Kotak | 6122803 | 3 | 05/20/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sanford Jay Cohen | 1509386 | 3 | 04/05/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alfred William Schefer | 1809353 | 2 | 03/21/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Barnes | 5904416 | 3 | 10/31/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Barnes | 5904416 | 3 | 03/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick D Montgomery | 5846387 | 2 | 06/27/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |