Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hans J. Allen Manseth | 4526153 | 1 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 9 | 03/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Adam Sortino | 5347994 | 2 | 11/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Adam Sortino | 5347994 | 2 | 11/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 4 | 09/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Charles Petersen | 3062994 | 5 | 04/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cole Fleming | 5912786 | 2 | 01/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 4 | 09/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack M Somer | 1070180 | 9 | 04/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Russell Tyson Jackson | 6897981 | 1 | 10/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |