Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Morris Daddona | 1157061 | 1 | 09/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cole Fleming | 5912786 | 1 | 01/06/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 3 | 09/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jack M Somer | 1070180 | 9 | 04/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 3 | 10/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawntae Nikea Colman-Royston | 6439003 | 1 | 05/28/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 8 | 07/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Pent | 4976653 | 1 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Leroy Ebo | 5654633 | 1 | 05/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arthur Albert Mangiro | 1744967 | 8 | 05/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |