Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward John Kotak | 6122803 | 3 | 06/17/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sanford Jay Cohen | 1509386 | 3 | 05/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alfred William Schefer | 1809353 | 2 | 04/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brandon Jerome Larsen | 6192239 | 3 | 01/08/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Minchul Lee | 6407875 | 1 | 09/19/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paulson Attila Edum | 6723738 | 1 | 08/04/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Noel Girasole | 6840837 | 1 | 07/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam C Blake | 6228701 | 1 | 09/08/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Barone | 5678941 | 4 | 05/19/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Edward Robinson | 2096303 | 4 | 09/24/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |