Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis Peter Ramsdell | 2910460 | 1 | 01/19/2018 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randall Harding MacGovern | 2059852 | 3 | 05/19/2016 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Steven Francis Horvath | 4172027 | 3 | 07/18/2014 | Customer Dispute | Closed-No Action | $15,043.00 | $0.00 | See FINRA Report |
| Roger Soo | 2641965 | 1 | 08/25/2010 | Customer Dispute | Closed-No Action | $3,470,000.00 | $0.00 | See FINRA Report |
| John Walton Poss | 1862060 | 1 | 09/24/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher John Huchro | 3139949 | 1 | 07/23/2008 | Customer Dispute | Closed-No Action | $22,500.00 | $0.00 | See FINRA Report |
| Randall Harding MacGovern | 2059852 | 3 | 12/30/2004 | Customer Dispute | Closed-No Action | $17,400.00 | $0.00 | See FINRA Report |