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FINRA Broker Disclosures for Equity Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 215 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Morris Daddona1157061109/07/2022Judgment / Lien$0.00$0.00See FINRA Report
Nicholas A Marchelos5957506104/06/2022FinancialFinal$0.00$0.00See FINRA Report
Virginia Watson Griffith4929681103/01/2022FinancialFinal$0.00$0.00See FINRA Report
Cole Fleming5912786101/06/2022Judgment / Lien$0.00$0.00See FINRA Report
Brian Edward Reilly1175190109/24/2021Employment Separation After Allegations$0.00$0.00See FINRA Report
Daniel John Streeter5061648109/21/2021Customer DisputeDenied$12,000.00$0.00See FINRA Report
Michael Edward Robinson2096303309/20/2021Judgment / Lien$0.00$0.00See FINRA Report
Christopher Alexander Marino4133777404/23/2021FinancialFinal$0.00$0.00See FINRA Report
Jack M Somer1070180904/19/2021Judgment / Lien$0.00$0.00See FINRA Report
William Tyler Hinman2854971304/12/2021Customer DisputeDenied$179,000.00$0.00See FINRA Report

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