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FINRA Broker Disclosures for Equity Services, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 41 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nicholas A Marchelos5957506312/15/2023FinancialPending$0.00$0.00See FINRA Report
Salvatore Mondello1244725110/06/2023FinancialPending$0.00$0.00See FINRA Report
Scott James Bradford6936051107/17/2023FinancialFinal$0.00$0.00See FINRA Report
Nicholas A Marchelos5957506304/06/2022FinancialFinal$0.00$0.00See FINRA Report
Virginia Watson Griffith4929681103/01/2022FinancialFinal$0.00$0.00See FINRA Report
Allen Huber6876982107/13/2021FinancialFinal$0.00$0.00See FINRA Report
Christopher Alexander Marino4133777404/23/2021FinancialFinal$0.00$0.00See FINRA Report
Luis Enrique Servellon6761547305/15/2020FinancialFinal$0.00$0.00See FINRA Report
Penny Lynn Vinson5081138205/13/2020FinancialFinal$0.00$0.00See FINRA Report
Patrick Leroy Stephens2729049101/02/2020FinancialFinal$0.00$0.00See FINRA Report

41 Results

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