Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equity Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Nicholas A Marchelos | 5957506 | 3 | 12/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Salvatore Mondello | 1244725 | 1 | 10/06/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Scott James Bradford | 6936051 | 1 | 07/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicholas A Marchelos | 5957506 | 3 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Virginia Watson Griffith | 4929681 | 1 | 03/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Allen Huber | 6876982 | 1 | 07/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher Alexander Marino | 4133777 | 4 | 04/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Luis Enrique Servellon | 6761547 | 3 | 05/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Penny Lynn Vinson | 5081138 | 2 | 05/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patrick Leroy Stephens | 2729049 | 1 | 01/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |