Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Javier Castro | 2559410 | 8 | 01/03/2024 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 03/20/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Joseph Kocsis | 2423884 | 2 | 02/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Kocsis | 2423884 | 2 | 02/08/2023 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Peter Chernin | 6787497 | 1 | 02/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 09/06/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 06/02/2022 | Customer Dispute | Settled | $151,000.00 | $0.00 | See FINRA Report |
| John Fielding Crigler | 1014977 | 1 | 05/19/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James David Beaudoin | 2992651 | 4 | 06/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jon Paul Cirelli | 4729737 | 6 | 03/09/2021 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |