Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randall Scott Larson | 5862743 | 3 | 10/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Giordan Marc Zaro | 6613514 | 2 | 10/28/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Bryant Kerker | 1317057 | 2 | 06/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy George Marshall | 2037031 | 1 | 03/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clay Jordan Brooks | 5296404 | 2 | 02/09/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Dow Powell | 2143046 | 3 | 06/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Dow Powell | 2143046 | 3 | 06/06/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 06/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James David Beaudoin | 2992651 | 4 | 06/11/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Gregory Steinthal | 435071 | 2 | 09/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |