Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy George Marshall | 2037031 | 1 | 03/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James David Beaudoin | 2992651 | 4 | 06/11/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Gregory Steinthal | 435071 | 2 | 09/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Jon Diedrich | 2757585 | 6 | 06/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 02/22/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Scott Olson | 3021448 | 3 | 08/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Craig Ellis | 1334696 | 5 | 04/10/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |