Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Howard Smiley | 4443310 | 3 | 11/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gyan Ratan Saxena | 6259218 | 2 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Kieffer | 5140019 | 2 | 12/18/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Zepeda | 5766558 | 1 | 12/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry R. Kajmowicz | 4637591 | 1 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Lindar | 1135369 | 3 | 08/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gyan Ratan Saxena | 6259218 | 2 | 11/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 10/24/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Olson | 3021448 | 3 | 09/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |