Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Giordan Marc Zaro | 6613514 | 2 | 08/02/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Curtis Howard Smiley | 4443310 | 4 | 11/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Gregory McEwin | 1897192 | 1 | 07/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gyan Ratan Saxena | 6259218 | 2 | 09/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eduardo Zepeda | 5766558 | 1 | 12/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Larry R Kajmowicz | 4637591 | 1 | 01/03/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard A Lindar | 1135369 | 3 | 08/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |