Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Alfonse Cassarini | 2483377 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 02/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Neppel | 5008476 | 2 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Beaudoin | 2992651 | 4 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Arnold Mecham | 5637117 | 1 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Neppel | 5008476 | 2 | 12/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vieng Chamnichanh | 4884829 | 1 | 02/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Jackson Ransdell | 1464852 | 1 | 05/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Evan Smith | 4979676 | 3 | 11/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Curtis Howard Smiley | 4443310 | 3 | 08/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |