Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis Howard Smiley | 4443310 | 4 | 02/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas J Gardner | 5777904 | 1 | 02/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Alfonse Cassarini | 2483377 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 11/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Daniel Slaybaugh | 4450485 | 4 | 02/19/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Paul Neppel | 5008476 | 2 | 12/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James David Beaudoin | 2992651 | 4 | 11/21/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Arnold Mecham | 5637117 | 1 | 11/04/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 03/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Madura | 2395213 | 7 | 12/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |