Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Javier Castro | 2559410 | 4 | 09/06/2022 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| John Alfonse Cassarini | 2483377 | 1 | 08/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rene Javier Castro | 2559410 | 4 | 06/02/2022 | Customer Dispute | Settled | $151,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 12/28/2021 | Customer Dispute | Pending | $136,250.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 10/08/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James David Beaudoin | 2992651 | 4 | 06/21/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 05/24/2021 | Customer Dispute | Denied | $136,250.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 03/12/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Scott Arthur Kemps | 1849069 | 8 | 02/22/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Curtis Howard Smiley | 4443310 | 3 | 11/12/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |