Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 08/08/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Scott Larson | 5862743 | 3 | 04/09/2024 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Robert Mark Pecha | 5579770 | 2 | 02/21/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 01/03/2024 | Customer Dispute | Settled | $32,000.00 | $0.00 | See FINRA Report |
| Randall Scott Larson | 5862743 | 3 | 10/11/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rene Javier Castro | 2559410 | 8 | 09/23/2023 | Customer Dispute | Pending | $140,000.00 | $0.00 | See FINRA Report |
| Rene Javier Castro | 2559410 | 8 | 07/24/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey M Berman | 7159460 | 1 | 06/16/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon Paul Cirelli | 4729737 | 6 | 05/10/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Larry Richard Law | 1273118 | 4 | 04/14/2023 | Customer Dispute | Award / Judgment | $0.00 | $1,301,030.00 | See FINRA Report |