Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Mark Pecha | 5579770 | 2 | 02/21/2024 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Edward Messing | 6572651 | 6 | 07/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seungjee Woo | 5685337 | 1 | 01/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clay Jordan Brooks | 5296404 | 2 | 02/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Thomas Hadley | 7093252 | 1 | 09/01/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Ryan McMorrow | 5108674 | 1 | 05/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 08/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Robert Burns | 4710209 | 1 | 03/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rhett P Grimes | 6283241 | 1 | 07/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Wolfgang Suess | 5255922 | 1 | 07/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |