Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Larry Richard Law | 1273118 | 4 | 04/14/2023 | Customer Dispute | Award / Judgment | $0.00 | $1,301,030.00 | See FINRA Report |
| Joseph Gordon Nelson | 2180626 | 4 | 06/23/2022 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See FINRA Report |
| John Peter Ferrick | 2568789 | 1 | 04/25/2019 | Customer Dispute | Award / Judgment | $225,000.00 | $515,072.00 | See FINRA Report |
| Neil Allen Greene | 1959086 | 4 | 03/19/1991 | Customer Dispute | Award / Judgment | $112,000.00 | $21,306.00 | See FINRA Report |