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FINRA Broker Disclosures for Great Point Capital LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 49 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Randall Scott Larson5862743304/09/2024Customer DisputePending$150,000.00$0.00See FINRA Report
Rene Javier Castro2559410801/03/2024Customer DisputeSettled$32,000.00$0.00See FINRA Report
Rene Javier Castro2559410809/23/2023Customer DisputePending$140,000.00$0.00See FINRA Report
Rene Javier Castro2559410807/24/2023Customer DisputePending$100,000.00$0.00See FINRA Report
Jon Paul Cirelli4729737605/10/2023Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Larry Richard Law1273118404/14/2023Customer DisputeAward / Judgment$0.00$1,301,030.00See FINRA Report
Larry Richard Law1273118403/20/2023Customer DisputeSettled$400,000.00$0.00See FINRA Report
Rene Javier Castro2559410802/14/2023Customer DisputePending$250,000.00$0.00See FINRA Report
Joseph Kocsis2423884202/08/2023Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph Kocsis2423884202/08/2023Customer DisputeSettled$250,000.00$0.00See FINRA Report

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