Our Staff has compiled our research into a database of FINRA Broker Disclosures for Great Point Capital LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Seungjee Woo | 5685337 | 1 | 01/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher J Valdes | 5888555 | 1 | 06/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Ryan McMorrow | 5108674 | 1 | 05/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ben James Raatz | 4637287 | 2 | 08/31/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Panoutsakos | 5123126 | 3 | 06/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Panoutsakos | 5123126 | 3 | 05/23/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Wolfgang Suess | 5255922 | 1 | 07/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Panoutsakos | 5123126 | 3 | 02/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Phillip Craig Ellis | 1334696 | 5 | 04/21/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |